Operational Services

How do you clear the way for greater productivity and growth?

Having the right clearing partner can make all the difference. Our client firms enjoy support from high-touch service teams and a full range of operational resources.

Resources to Boost Operational Efficiency

Our correspondent services team will help keep your firm and advisors informed of operational developments, help resolve complex questions, and connect you to resources including:

Metrics & Reporting – Routine service-level monitoring to help ensure accuracy and timeliness in all client firm interactions.

Information Station – Convenient access to a set of popular firm-level data reports along with the ability to create customized reports through SmartStation®. Information Station is powered by MicroStrategy.

First Clearing University
First Clearing University – Instructor-led and on-demand programs for financial professionals, sales assistants, and operations groups.



Service Quality Forums– Events highlighting key product, operational and technology topics, and providing networking for best-practice approaches to service excellence.

OpsMax Resource Center – Housed within InfoMAX®, our proprietary intranet, this resource provides answers to operations, procedural or processing questions.

First Clearing Publications – Regular updates on services, products and technology key to running daily business and boosting productivity.

Monthly Operations Calls – Opportunities for firm operations leaders to gain key insights into process and procedural initiatives.

Open Houses – Events where firm representatives meet with First Clearing operations teams, subject matter experts and tour our facilities.

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First Clearing's Connexion Forum Series — designed to foster dialogue, the exchange of ideas, to step back and challenge conventional thinking.